Know when financial education becomes advice.
What it does
Explains whether financial products and communications constitute investment advice and which registration requirements or exclusions apply.
When to use it
Use for questions about investment adviser status, financial education versus advice, digital advisory tools, registration exemptions, and financial-content disclaimers.
How to use it
Give it a question about financial content or advisory services; it explains the education-versus-advice boundary and relevant registration rules.
Uses
What you need · 1
Routes questions about what triggers a recommendation under Reg BI to this skill; whether it must be installed is unstated.
Access · 3
This skill
SEC sources
Checks current SEC sources
FINRA sources
Checks current FINRA sources
FinCEN sources
Checks current FinCEN sources