Know what to collect before opening an account.
Guides customer onboarding and profile maintenance so users can identify applicable identity checks, due diligence, and information-update requirements.
When to use it
Use for questions about onboarding identity verification, beneficial ownership, higher-risk customers, initial risk ratings, KYC refreshes, and verification methods.
Give it a customer-onboarding or KYC-maintenance question; it returns guidance on the applicable requirements.
No setup requirements listed.
This skill
SEC
Checks current SEC sources
FINRA
Checks current FINRA sources
FinCEN
Checks current FinCEN sources